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Rule 701 Threshold That Triggers Enhanced Disclosure Is Increased

By Anthony J. Eppert & Emily E. Cabrera on August 3, 2018
Posted in Compensation Webinar

Rule 701 is the most relied upon exemption from SEC registration that is applicable to many private issuers granting compensatory equity awards.  As described in more detail in an article (found here) from two members of our compensation team (Matt Grunert and Emily Cabrera), Rule 701 will soon be revised to raise…

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